Thomas James Carstens

Current Employers

Corrigo Investment Partners, Llc

8911 N Capital Of Texas Hwy Suite 4200, Austin, TX 78759 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-08-31
DE	RA	APPROVED	2026-08-28
NY	RA	APPROVED	2026-08-28
TX	RA	APPROVED	2026-08-28

NJ RA
APPROVED

Since 2026-08-31
DE RA
APPROVED

Since 2026-08-28
NY RA
APPROVED

Since 2026-08-28
TX RA
APPROVED

Since 2026-08-28

Branch Locations

8911 N Capital Of Texas Hwy Ste 4200, Austin, TX 78759 • United States

Pelion Investment Advisors, Inc.

2915 N. Boulevard Suite A, Tampa, FL 33602 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-12-09
TX	RA	APPROVED	2021-12-01

WI RA
APPROVED

Since 2021-12-09
TX RA
APPROVED

Since 2021-12-01

Branch Locations

2915 N. Boulevard Suite A, Tampa, FL 33602 • United States

St. Augustine, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Liberties Financial	New York	NY	01/2011	Present
Pelion Investment Advisors	New York	NY	02/2016	Present

01/2011 → Present

First Liberties Financial

New York, NY
02/2016 → Present

Pelion Investment Advisors

New York, NY

Previous Registrations

2002-05-01 → 2010-12-02

Mml Investors Services, Llc

Stamford, CT

New York, NY

New York, NY
2002-06-14 → 2010-01-04

Lenox Advisors, Inc.

New York, NY

Other Businesses

First Liberties Financial - Affiliated BD that sponsors the licenses for the IAR.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-05-20

S63 Uniform Securities Agent State Law Examination

1991-05-20

Designations

View on SEC IAPD