Anna Kristine Jacobs

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2021-07-21
CA	RA	APPROVED	2021-07-21
CO	RA	APPROVED	2021-07-21
FL	RA	APPROVED	2021-07-21
KY	RA	APPROVED	2021-07-21
NV	RA	APPROVED	2021-07-21
OH	RA	APPROVED	2021-07-21
SC	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21
WA	RA	APPROVED	2021-07-21

AR RA
APPROVED

Since 2021-07-21
CA RA
APPROVED

Since 2021-07-21
CO RA
APPROVED

Since 2021-07-21
FL RA
APPROVED

Since 2021-07-21
KY RA
APPROVED

Since 2021-07-21
NV RA
APPROVED

Since 2021-07-21
OH RA
APPROVED

Since 2021-07-21
SC RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21
WA RA
APPROVED

Since 2021-07-21

Branch Locations

835 Blossom Hill Rd Ste 215, San Jose, CA 95123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	San Jose	CA	07/2005	07/2021
Various Insurance Carriers For W&R Insurance Agencies	San Jose	CA	07/2005	07/2021
C Flood Management	San Jose	CA	08/2015	11/2018
Anna Jacobs	San Jose	CA	04/2001	07/2021
Oaktree Corner Hoa	Gilroy	CA	01/2019	07/2021
Rental Property	San Jose	CA	07/2018	07/2021
Anna Jacobs Rental Property	Gilroy	CA	11/2020	07/2021
Lpl Financial Llc	San Jose	CA	07/2021	Present

07/2005 → 07/2021

Waddell & Reed, Inc

San Jose, CA
07/2005 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

San Jose, CA
08/2015 → 11/2018

C Flood Management

San Jose, CA
04/2001 → 07/2021

Anna Jacobs

San Jose, CA
01/2019 → 07/2021

Oaktree Corner Hoa

Gilroy, CA
07/2018 → 07/2021

Rental Property

San Jose, CA
11/2020 → 07/2021

Anna Jacobs Rental Property

Gilroy, CA
07/2021 → Present

Lpl Financial Llc

San Jose, CA

Previous Registrations

2006-02-14 → 2021-07-21

Waddell & Reed

Seattle, WA

Campbell, CA

Cupertino, CA

San Jose, CA

Other Businesses

1. 07/21/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/07/2005. 2. 09/28/2022 - Artesian Wealth Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2022 - 130 Hours Per Month/8 Hours During Securities Trading. 3. 10/28/2024 - Real Estate Rental - Investment Related - San Jose, CA - Start Date 11/01/2024 - 4 Hours Per Month/ 0 Hours During Trading 4. 05/18/2026 - Anna Jacobs - Real Estate Rental - Investment Related - San Jose, CA - Start Date 06/01/2026 - 0 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-13

S66 Uniform Combined State Law Examination

2006-02-13

View on SEC IAPD