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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
FL RA APPROVED 2017-09-25
TX RA APPROVED_RES 2014-11-07
WA RA APPROVED 2014-11-07
  • CA RA
    APPROVED
    Since 2025-07-10
  • FL RA
    APPROVED
    Since 2017-09-25
  • TX RA
    APPROVED_RES
    Since 2014-11-07
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Indian Wells, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 Present
Previous Registrations
  • 1998-11-18 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Seattle, WA
    Seattle, WA
Other Businesses

NAME/ADDRESS: 1741 1st Sodo LLC 140 Lakeside Ave #351 Seattle, WA 98112. Role: LLC Limited Partner Start 09/2020 HOURS DEVOTED: 0-2 hours/month, Zero during market hours Name: YMCA of Greater Seattle; Investment-related; Address: 909 4th Avenue, Seattle, WA 98104; Nature: Charitable; Role: Board Member; Start Date: 12/19/2017; Appx hrs: 1-2 hours/week; Hrs during trading: less than 1 hour/week; Duties: One of approximately 40 people to help provide oversight and direction to the organization. Name: PP Holdings LLC 434 McGilvra Blvd. E. Seattle WA 98112 Type: Family LLC with my sister, brother, and mother Role:Board Member/Officer/Partner Investment related Start 7/6/18 Time: 5-10 hours/month, 1-2.3 during market hours Responsibilities: Review investments quarterly NAME/ADDRESS: Ragen Family Foundation / 434 McGilvra Blvd E. Seattle, WA 98112. Role: Board Member/Treasurer Investment related Start 7/6/18 NATURE OF ENTITY: Charitable family foundation. RESPONSIBILITIES IN ROLE: Review investments quarterly HOURS DEVOTED: 5-10 hours/month, 15% during market hours Name/Address: 1509 Mercer LLC 232 Seventh Avenue N. Seattle WA 98109 Start Date: 5/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Passive Investor Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-08
S63 Uniform Securities Agent State Law Examination 1991-06-11
  • S65 Uniform Investment Adviser Law Examination
    1995-03-08
  • S63 Uniform Securities Agent State Law Examination
    1991-06-11
Other Names
  • Cam Ragen

View on SEC IAPD

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