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Janet M Ertl

Raymond James & Associates, Inc.

Racine, WI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-04-06
  • WI RA
    APPROVED
    Since 2018-04-06

Branch Locations

245 Main Street Suite 301, Racine, WI 53403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Racine WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Racine WI 11/2016 04/2018
Raymond James & Associates, Inc Racine WI 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-28
  • S63 Uniform Securities Agent State Law Examination
    1994-11-28
Other Names
  • Janet Marie Beres
  • Janet Marie Delao
  • Janet Marie Ertl

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC

Other Investors

CHRISTINA JANE PETERSON
MEREDITH ANN WEBER
Kevin J Newton
Darren C Dewing
LYNNE MARIE BLODGETT
JOEL WILLIAM BECK
Anne M Poisl
CHRISTOPHER ROBERT LEBERFING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Racine, WI
JOHNSON WEALTH INC. · Racine, WI
AMERIPRISE FINANCIAL SERVICES, LLC · RACINE, WI
WELLS FARGO CLEARING SERVICES, LLC · RACINE, WI
LPL FINANCIAL LLC · RACINE, WI
EDWARD JONES · RACINE, WI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · RACINE, WI
CETERA INVESTMENT ADVISERS LLC · RACINE, WI

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