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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-22 |
Branch Locations
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hegarty Consulting Group | Coon Rapids | MN | 08/2000 | Present |
| Guardian Life Insurance Co Of America | Minneapolis | MN | 11/2007 | 01/2024 |
| Park Avenue Securities Llc | Minneapolis | MN | 11/2007 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | Present |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | Present |
1. DBA HEGARTY CONSULTING GROUP LLC-Hegarty Consulting Group is an employee benefits firm primarily markets group medical, dental, life, disability and 401(k)/pension products and services to small businesses., Start: 08/01/2000, Address: 920 Second Avenue South, Suite 1100 Minneapolis, Mn 55402, Hrs per month - Tot/Bus: 160/150, Investment related, 2. Identity Theft & Pre-Paid Legal Services-Group Benefits: The Identity Theft Shield offers credit reporting, credit monitoring, and identity restoration; Pre-Paid Legal Plan service offers access to quality law firms regarding any personal and/or business related matters such as IRS Audit, Motor Vehicle Legal, Trial Defense, Contract Law, etc., Start: 02/18/2010, Address: 920 Second Avenue South, Suite 1100 Minneapolis, MN 55402, 2 bus hrs per month, Not investment related, 3. Insurance-appointed with multiple medical and ancillary insurance companies in order to offer individual and group products and services, Start: 03/01/2002, Address: 920 Second Avenue South Suite 1100 Minneapolis, MN 55402, 120 bus hrs per month, Investment related, 4. Power of Attorney for Mother, Start: 01/01/2005, Address: Coon Rapids, Minnesota, 0 total hours per month, Not Investment related, 0 annual compensation, 5. Power of Attorney for Spouse, Start: 05/16/2022, Address: Coon Rapids, MN, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation, 6. Power of Attorney for Aunt, Start: 3/15/2025, Address: Coon Rapids, MN, 1 total hrs/month; 1 hrs/month during trading, Not investment related, No annual compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-24 |
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