Joan W Markus

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-03-16

PA RA
APPROVED

Since 2018-03-16

Branch Locations

3101 Emrick Blvd 2Nd Floor, Bethlehem Township, PA 18020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Painewbber Inc	Bethlehem	PA	01/1991	Present
Stifel, Nicolaus & Company, Incorporated	Bethlehem	PA	09/2009	Present

01/1991 → Present

Painewbber Inc

Bethlehem, PA
09/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Bethlehem, PA

Other Businesses

1. Notary Public; 3101 Emrick Blvd Ste. 207 Bethlehem PA 18020; Notarize client signature on financial documents; 03/15/1989; 2 hrs/year; During security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-16
S63	Uniform Securities Agent State Law Examination	1999-06-07

S65 Uniform Investment Adviser Law Examination

2018-03-16
S63 Uniform Securities Agent State Law Examination

1999-06-07