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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-05-20 |
| TX | RA | APPROVED_RES | 2022-04-22 |
Branch Locations
156 Kings Highway North, 1St Floor, Westport, CT 06880 • United States
East Haven, CT • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Haven | CT | 09/2005 | 03/2022 |
| Aegis Capital Corp | Westport | CT | 04/2022 | Present |
ACC Agency, Inc., 1305 Walt Whitman Rd. Suite 120 Melville, NY 11747; Investment related; General insurance agency; Agent/Producer; Start date: 12/07/2022; 5-10 hours per month; 5-10 hours per month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-30 |
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