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Caroline Beth Keenan

Focus Partners Wealth, LLC

Westport, CT

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-19
TX RA APPROVED 2024-11-07
  • CT RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-07

Branch Locations

55 Post Road West Suite 300, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iridian Asset Management Llc Westport CT 04/1996 12/2021
Iam Capital Corporation Westport CT 03/1998 12/2021
Gyl Financial Synergies, Llc West Hartford CT 09/2022 Present
Unemployed Westport CT 02/2022 08/2022
Iridian Asset Management Llc Westport CT 01/2022 02/2022
The Colony Group, Llc Boston MA 11/2024 Present
  • 04/1996 → 12/2021
    Iridian Asset Management Llc
    Westport, CT
  • 03/1998 → 12/2021
    Iam Capital Corporation
    Westport, CT
  • 09/2022 → Present
    Gyl Financial Synergies, Llc
    West Hartford, CT
  • 02/2022 → 08/2022
    Unemployed
    Westport, CT
  • 01/2022 → 02/2022
    Iridian Asset Management Llc
    Westport, CT
  • 11/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2022-10-21 → 2024-12-06
    Gyl Financial Synergies, Llc
    West Hartford, CT
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-21
S63 Uniform Securities Agent State Law Examination 1991-05-01
  • S65 Uniform Investment Adviser Law Examination
    2022-10-21
  • S63 Uniform Securities Agent State Law Examination
    1991-05-01
Other Names
  • Caroline B Keenan
  • Caroline Beth Deminski

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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