Jean Tobin Riordan

Current Employers

Next Level Private Llc

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-18

NY RA
APPROVED

Since 2026-01-18

Branch Locations

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Teg Fcu	Poughkeepsie	NY	02/2004	03/2022
National Planning Corporation	Poughkeepsie	NY	04/2007	11/2017
Lpl Financial Llc	Poughkeepsie	NY	11/2017	01/2026
Lexco Wealth Management	Poughkeepsie	NY	10/2017	12/2021
Vision Retirement, Llc	Poughkeepsie	NY	03/2022	01/2026
Next Level Private Llc	Harrison	NY	01/2026	Present

02/2004 → 03/2022

Teg Fcu

Poughkeepsie, NY
04/2007 → 11/2017

National Planning Corporation

Poughkeepsie, NY
11/2017 → 01/2026

Lpl Financial Llc

Poughkeepsie, NY
10/2017 → 12/2021

Lexco Wealth Management

Poughkeepsie, NY
03/2022 → 01/2026

Vision Retirement, Llc

Poughkeepsie, NY
01/2026 → Present

Next Level Private Llc

Harrison, NY

Previous Registrations

2022-03-31 → 2026-02-16

Vision Retirement

Ridgewood, NJ

Poughkeepsie, NY
2017-11-29 → 2022-08-16

Lpl Financial Llc

Tarrytown, NY

Wappingers Falls, NY

Tarrytown, NY

Poughkeepsie, NY

Newburgh, NY

Wappingers Falls, NY

Newburgh, NY

Poughkeepsie, NY
2007-11-13 → 2021-12-31

Lexco Wealth Management, Inc.

Tarrytown, NY
2007-05-18 → 2017-12-06

National Planning Corporation

Wappingers Falls, NY

Newburgh, NY

Tarrytown, NY

Poughkeepsie, NY

Wappingers Falls, NY

Fishkill, NY

Poughkeepsie, NY

Poughquag, NY

Hyde Park, NY

Los Angeles, CA
2006-09-22 → 2007-04-18

Cuna Brokerage Services, Inc.

Poughkeepsie, NY

Poughkeepsie, NY

Fishkill, NY

Other Businesses

1) 1) Licensed insurance agent; Not investment-related; 500 Mamaroneck Avenue, Suite 501, Harrison, NY, 10528; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-07
S63	Uniform Securities Agent State Law Examination	1991-08-02

S65 Uniform Investment Adviser Law Examination

2000-01-07
S63 Uniform Securities Agent State Law Examination

1991-08-02

Designations

Other Names

Jean Kathleen Tobinhattar
Jean Kathleen Tobin
Jean Tobin Hattar
Jean Tobin Hattar

View on SEC IAPD