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50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-05-11 |
Branch Locations
50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Marietta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Boston | MA | 01/2010 | 01/2020 |
| Wells Fargo Funds Management, Llc | Boston | MA | 01/2010 | 01/2020 |
| Northern Trust Bank | Cumming | GA | 04/2020 | Present |
| Northern Trust Securities, Inc. | Cumming | GA | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-15 |
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