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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-05-11
  • GA RA
    APPROVED
    Since 2020-05-11

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Boston MA 01/2010 01/2020
Wells Fargo Funds Management, Llc Boston MA 01/2010 01/2020
Northern Trust Bank Cumming GA 04/2020 Present
Northern Trust Securities, Inc. Cumming GA 04/2020 Present
  • 01/2010 → 01/2020
    Wells Fargo Funds Distributor, Llc
    Boston, MA
  • 01/2010 → 01/2020
    Wells Fargo Funds Management, Llc
    Boston, MA
  • 04/2020 → Present
    Northern Trust Bank
    Cumming, GA
  • 04/2020 → Present
    Northern Trust Securities, Inc.
    Cumming, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-14
S63 Uniform Securities Agent State Law Examination 1996-04-15
  • S66 Uniform Combined State Law Examination
    2000-12-14
  • S63 Uniform Securities Agent State Law Examination
    1996-04-15
Other Names
  • Hunter Knapp
  • Hunter Bowne Knapp
  • Hunter Bowne Knapp

View on SEC IAPD

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