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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

Lafayette Hill, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc. Boca Raton FL 10/2003 09/2019
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Summit Financial Group Inc Jenkintown PA 09/2019 05/2021
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2003 → 09/2019
    Summit Brokerage Services Inc.
    Boca Raton, FL
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2019 → 05/2021
    Summit Financial Group Inc
    Jenkintown, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-09-09 → 2021-05-20
    Summit Financial Group Inc
    Jenkintown, PA
  • 2015-06-05 → 2019-01-09
    Summit Financial Group Inc
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-12
S63 Uniform Securities Agent State Law Examination 1991-08-12
  • S65 Uniform Investment Adviser Law Examination
    1993-02-12
  • S63 Uniform Securities Agent State Law Examination
    1991-08-12
Designations
Other Names
  • William Linley Hoskins

View on SEC IAPD

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