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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
FL RA APPROVED 2025-09-25
CO RA APPROVED 2012-05-14
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • FL RA
    APPROVED
    Since 2025-09-25
  • CO RA
    APPROVED
    Since 2012-05-14

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Greenwood Village CO 05/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2012 → Present
    Morgan Stanley Smith Barney
    Greenwood Village, CO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-18
S63 Uniform Securities Agent State Law Examination 1991-05-17
  • S65 Uniform Investment Adviser Law Examination
    1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    1991-05-17

View on SEC IAPD

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