Robert Whittington Davis

Current Employers

Employment History

• 02/2008 → Present
  Wealth Preservation Solutions
  Ridgewood, NJ
• 08/2008 → Present
  Krim Associates
  Ridgewood, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Paramus, NJ
• 02/2008 → Present
  Kestra Investment Services, Llc
  Paramus, NJ

Previous Registrations

• 2004-04-13 → 2008-02-26
  Osaic Fa, Inc.
  Rochelle Park , NJ
  Paramus, NJ

Other Businesses

Business Name: Wealth Preservation Soutions Investment Related: Yes Address: 257 E. Ridgewood Ave #305 Ridgewood NJ 07450 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 3/1/2008 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Establish and service client accounts in the investment and insurance marketplaceBusiness Name: Claris Advisors LLC Investment Related: Yes Address: 257 E. Ridgewood Ave. Suite 305 Ridgewood NJ 07450 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee sales rep Start Date: 9/1/2014 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Solicit clients for insurance and investment related businessBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Medicare BackOffice Investment Related: Yes Address: 8420 West Dodge Road, 5th Floor Omaha NE 68114 Nature of Business: Insurance Position, Title or Relationship: I have no position or title but simply a CFP referring clients to this organization for their Medicare healthcare needs Start Date: 11/25/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I have no duties or obligations to this activity

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-05
• S63 Uniform Securities Agent State Law Examination
  1991-07-18

Designations

Other Names

• Robert W Davis