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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-03-15 |
| TX | RA | APPROVED_RES | 2017-03-13 |
Branch Locations
3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group | Atlanta | GA | 08/2003 | 03/2017 |
| Ameriprise Financial Services Inc | Dunwoody | GA | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Independent Insurance Brokering; One Amerrica; 01/01/2014; / MAss Mutual; 01/01/2010; . Business Ownership; Arno & Associates, Inc; ; Pass through entity to pay my business expenses; 1583 Withmere WayDunwoody, GA 30338, ,; Not Investment-Related; 04/03/2002; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Thu Clear, Inc.; Registered Team Member - AFA; Manage advisory business; 622 Loridans Drive NE, , Atlanta, GA, 30342; Investment-Related; 09/18/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-04 |
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