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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2009-01-02
  • SC RA
    APPROVED
    Since 2009-01-02

Branch Locations

1229 W. Floyd Baker Blvd., Gaffney, SC 29341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Gaffney SC 04/2001 Present
Self Employed Myrtle Beach SC 04/1995 Present
Insurance Agency Gaffney SC 04/2001 Present
Raymond James Financial Services Advisors, Inc Gaffney SC 01/2009 Present
First Piedmont Bank Gaffney SC 04/2001 Present
Piedmont Service Center Gaffney SC 04/2001 Present
First Piedmont Fed S&L Gaffney SC 09/2018 Present
  • 04/2001 → Present
    Raymond James Financial Services, Inc.
    Gaffney, SC
  • 04/1995 → Present
    Self Employed
    Myrtle Beach, SC
  • 04/2001 → Present
    Insurance Agency
    Gaffney, SC
  • 01/2009 → Present
    Gaffney, SC
  • 04/2001 → Present
    First Piedmont Bank
    Gaffney, SC
  • 04/2001 → Present
    Piedmont Service Center
    Gaffney, SC
  • 09/2018 → Present
    First Piedmont Fed S&L
    Gaffney, SC
Other Businesses

(1)Name of Business: Piedmont Service Center Address: 1229 Floyd Baker Blvd, Gaffney, SC, Gaffney, SC, 29341, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/2001 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sell of fixed annunities. (2)Name of Business: Richardson Farm, Investments Address: 136 Cheval Trail, Gaffney, SC, 29341, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/1996 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Condos Myrtle Beach, rental property in Gaffney. In charge of renting and repairs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-27
S63 Uniform Securities Agent State Law Examination 1991-04-13
  • S65 Uniform Investment Adviser Law Examination
    1995-09-27
  • S63 Uniform Securities Agent State Law Examination
    1991-04-13

View on SEC IAPD

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