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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-11-03 |
| MD | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Fsc Securities Corporation | Kensington | MD | 01/1997 | 11/2023 |
| Fsc Securities Corporation | Rockville | MD | 01/1997 | Present |
| Osaic Wealth, Inc. | Rockville | MD | 11/2023 | Present |
RANDALL GREENE-INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/13/1990 ADDRESS: 14822 Carrolton Road, Rockville MD 20853, United States DESCRIPTION: Receive renewals from existing fixed annuities and long term care policies. Also, provide clients with life insurance quotes and write applications for policies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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