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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-07
TX RA APPROVED 2026-07-07
  • MI RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-07

Branch Locations

Clarkston, MI • United States

Clarkston, MI • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Detroit MI 04/2007 11/2023
Ameriprise Financial Services, Llc Bloomfield Hills MI 11/2023 07/2026
Lpl Financial Llc Clarkston MI 07/2026 Present
Previous Registrations
  • 2023-11-03 → 2026-07-15
    Bloomfield Hills, MI
    Clarkston, MI
  • 2007-04-18 → 2023-11-03
    Comerica Securities
    Detroit, MI
    Bloomfield Hills, MI
  • 2007-01-25 → 2007-04-12
    Ameriprise Advisor Services, Inc.
    West Bloomfield, MI
    West Bloomfield, MI
Other Businesses

1. 07/2026 - Theut Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/7/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 1991-05-07
  • S65 Uniform Investment Adviser Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    1991-05-07

View on SEC IAPD

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