John Spencer Bradley

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-03-08
FL	RA	APPROVED	2019-02-13
TX	RA	APPROVED_RES	2019-02-13

OH RA
APPROVED

Since 2019-03-08
FL RA
APPROVED

Since 2019-02-13
TX RA
APPROVED_RES

Since 2019-02-13

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dayton	OH	08/2000	02/2019
Robert W. Baird	Dayton	OH	02/2019	Present

08/2000 → 02/2019

Ubs Financial Services Inc.

Dayton, OH
02/2019 → Present

Robert W. Baird

Dayton, OH

Previous Registrations

2000-08-25 → 2019-03-07

Ubs Financial Services Inc.

Dayton, OH

Miamisburg, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22
S63	Uniform Securities Agent State Law Examination	1991-12-24

S65 Uniform Investment Adviser Law Examination

1999-12-22
S63 Uniform Securities Agent State Law Examination

1991-12-24