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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Mutual Life Insurance Company | Des Moines | IA | 03/1989 | 08/2017 |
| Princor Financial Services Corporation | Des Moines | IA | 07/1991 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Des Moines | IA | 09/2017 | 12/2018 |
| U.S. Bancorp Investments, Inc. | Ankey | IA | 03/2019 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Ankeny | IA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-04 |
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