Robert Clement Dice

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2009-09-02

OH RA
APPROVED

Since 2009-09-02

Branch Locations

155 West Main Street, New Albany, OH 43054 • United States

1235 North 21St Street, Newark, OH 43055 • United States

15 W. Central Ave, Delaware, OH 43015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Columbus	OH	09/2009	Present

09/2009 → Present

Fifth Third Securities

Columbus, OH

Previous Registrations

2000-01-01 → 2009-09-02

Natcity Investments, Inc.

Columbus, OH

Marysville, OH

Columbus, OH

Hilliard, OH

Hilliard, OH

Dublin, OH

Powell, OH

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-27
S63	Uniform Securities Agent State Law Examination	1991-05-02

S65 Uniform Investment Adviser Law Examination

1992-01-27
S63 Uniform Securities Agent State Law Examination

1991-05-02

Other Names

Robert Clement Iii Dice

View on SEC IAPD