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425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-26 |
Branch Locations
2596 Mission Street, Suite 200, San Marino, CA 91108 • United States
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | El Segunda | CA | 06/2016 | 07/2017 |
| Tri-Star Financial | El Segundo | CA | 06/2016 | 07/2017 |
| Cabot Lodge Securities Llc | Schaumburg | IL | 09/2017 | Present |
| Cl Wealth Management Llc | Schaumburg | IL | 09/2017 | Present |
SAN MARINO INVESTMENT SERVICES, INVESTMENT RELATED, PARTNERSHIP, SAN MARINO, CA, PARTNER-INVESTMENT MANAGER, COMPLIANCE MANAGER, OFFICE MANAGER, 7/2020, 160 HOURS PER MONTH, 120 HOURS PER MONTH DURING TRADING HOURS, HANDLE EVERY ASPECT OF A FINANCIAL SERVICES FIRM, FROM CLIENT SERVICES, TO COMPLIANCE, MARKETING, SALES AND OFFICE MANAGEMENT. Insurance Agent Prospecting, Self-employed, Universal Health and Life, 2 Hours Per Month, 2 Hours Per Month during Trading Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-17 |
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