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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-04-01 |
Branch Locations
8805 Staples Mill Rd Suite 128, Henrico, VA 23228 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 03/2021 |
| Lpl Financial Llc | Richmond | VA | 03/2021 | Present |
1)3/2021- Summit Investment Planning, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Henrico, VA- start date 3/23/2021- 160hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-10 |
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