Pratik Pravinchandra Shah

Current Employers

Employment History

• 03/1991 → 11/2024
  Pruco Securities, Llc.
  Farmington Hills, MI
• 03/1991 → Present
  Prudential Insurance Company Of America
  Farmington Hills, MI
• 11/2024 → Present
  Lpl Enterprise, Llc
  Farmington Hills, MI

Previous Registrations

• 2010-08-11 → 2024-11-14
  Pruco Securities, Llc.
  Troy, MI
  Livonia, MI
  Farmington Hills, MI

Other Businesses

1) 10/28/2024 - MpowerAll - Helping community outreach event - Non-Profit Board Member - Non Inv Related - At Farmington Hills, MI - Start Date 09/01/2022 - 1hrs/mth - 0hrs/mth During Trading 2) 10/28/2024 - Geetmala Foundation of Michigan - Board Member-Helping to conduct annual event to support humanitarian efforts - Non-Profit Board Member - Non Inv Related - At Farmington Hills, MI - Start Date 10/01/2016 - 1hrs/mth - 0hrs/mth During Trading 3) 10/28/2024 - Abhi Shah Foundation - Supporting foster kids and victims of Human trafficking in local community - Non-Profit Board Member - Non Inv Related - At Farmington Hills, MI - Start Date 01/09/2017 - 4hrs/mth - 0hrs/mth During Trading 4) 10/28/2024 - Illinois Mutual Insurance Company - Commission trails, no longer servicing contracts - Non-Variable Insurance Commission Trails -Inv Related - At Farmington Hills, MI - Start Date 01/01/1996 - 0hrs/mth - 0hrs/mth During Trading 5) 10/08/2024 - Blue Cross Blue shield of Michigan - Sales and servicing Individual and group health Insurance - Non-Variable Insurance - Inv Related - At Farmington Hills, MI - Start Date 01/01/2023 - 2hrs/mth - 1hrs/mth During Trading 6 10/08/2024 - Health Alliance plan of Michigan - Sales and servicing Individual and group health Insurance - Non-Variable Insurance - Inv Related - At Farmington Hills, MI - Start Date 10/27/2011 - 1hrs/mth - 0hrs/mth During Trading 7) 10/08/2024 - Alliance Health and Life Corporation - Sales and servicing Individual and group health Insurance - Non-Variable Insurance - Inv Related - At Farmington Hills, MI - Start Date 10/27/2011 - 1hrs/mth - 0hrs/mth During Trading 8) 10/08/2024 - Golden Rule Insurance Company - Sales and servicing Individual health insurance - Non-Variable Insurance - Inv Related - At Farmington Hills, MI - Start Date 10/08/2024 - 1hrs/mth - 0hrs/mth During Trading 9) 10/08/2024 - United Health Care Insurance Company - Sales and servicing group health insurance - Non-Variable Insurance - Inv Related - At Farmington Hills, MI - Start Date 11/23/2009 - 2hrs/mth - 1hrs/mth During Trading 10) 10/08/2024 - The Guardian Life Insurance Company of America - To write Group health insurance for my small business clients and other group ancillary products - Non-Variable Insurance - Inv Related - At Farmington Hills, MI - Start Date 03/26/2020 - 1hrs/mth - 1hrs/mth During Trading 11) 10/08/2024 - Matrix Housing LLC - Real Estate - Property Rental - Real Estate Rental - Inv Related - At Farmington Hills, MI - Start Date 06/01/2015 - 1hrs/mth - 0hrs/mth During Trading 12) 10/28/2024 - Matrix Insurance and Financial Services Agency Inc - Providing Individual and Group health insurance and ancillary group health product - Registered Investment Advisor DBA - Inv Related - At Farmington Hills, MI - Start Date 12/04/2002 - 2hrs/mth - 0hrs/mth During Trading 13) 10/25/2024 - Sagicor life - Servicing old, fixed MYGA annuity contract - Non-Variable Insurance Commission Trails - Inv Related - At Farmington Hills, MI - Start Date 11/01/2020 - 0hrs/mth - 0hrs/mth During Trading 14) 10/25/2024 - Illinois Mutual Insurance Company - Servicing Individual disability Insurance - Non-Variable Insurance Commission Trails - Inv Related - At Farmington Hills, MI - Start Date 01/01/1996 - 0hrs/mth - 0hrs/mth During Trading 15) 10/25/2024 - Twin Orchard Plaza Condominium Assocation - On the board to manage the Condominium Association, where my office is located - Outside/W-2 Employment - Inv Related - At Farmington Hills, MI - Start Date 09/01/2011 - 1hrs/mth - 0hrs/mth During Trading 16) 07/01/2026-Matrix Commercial Property LLC-Passive Investor-Real Estate Rental-Inv related-At Novi, MI-Start date 07/06/2026-0hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-07
• S63 Uniform Securities Agent State Law Examination
  1991-04-16