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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-04-28 |
| TX | RA | APPROVED | 2021-04-21 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Vienna, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 04/2021 |
| Rbc Capital Markets, Llc | Mclean | VA | 04/2021 | Present |
| City National Bank | Mclean | VA | 09/2021 | Present |
1) POA FOR PARENT, INVESTMENT RELATED, 1 HOUR PER MONTH, WILMINGTON DE, START DATE 04/01/2012. - RENTAL PROPERTY; INVESTMENT RELATED; Vienna, VA; 100% OWNERSHIP; START DATE 2011; NO TIME DEVOTED.; RENTAL PROPERTY, INV RELATED, OCEAN VIEW, DE, 100% OWNERSHIP, START DATE: 10/17/18, 1 HR/MONTH, 0 HRS DURING TRADING. NAME OF ENTITY: 201 October Glory Ave. ADDRESS: 201 October Glory Ave., Ocean View, DE. 19970 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Seasonal rental home CAPACITY: Other - landlord START DATE: 4/30/2021 DUTIES: Seasonal rental home. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Albert J. Fusca & Elizabeth A. Boswell ADDRESS: 1013 Fairway Drive, N.E. Vienna, VA. 22180 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Other- Landlord START DATE: 07/01/2023 DUTIES: Rental Property--one year. HOURS DEVOTED PER MONTH: less than 5 minutes HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-10 |
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