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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-28
TX RA APPROVED 2021-04-21
  • VA RA
    APPROVED
    Since 2021-04-28
  • TX RA
    APPROVED
    Since 2021-04-21

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Vienna, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 04/2021
Rbc Capital Markets, Llc Mclean VA 04/2021 Present
City National Bank Mclean VA 09/2021 Present
Previous Registrations
Other Businesses

1) POA FOR PARENT, INVESTMENT RELATED, 1 HOUR PER MONTH, WILMINGTON DE, START DATE 04/01/2012. - RENTAL PROPERTY; INVESTMENT RELATED; Vienna, VA; 100% OWNERSHIP; START DATE 2011; NO TIME DEVOTED.; RENTAL PROPERTY, INV RELATED, OCEAN VIEW, DE, 100% OWNERSHIP, START DATE: 10/17/18, 1 HR/MONTH, 0 HRS DURING TRADING. NAME OF ENTITY: 201 October Glory Ave. ADDRESS: 201 October Glory Ave., Ocean View, DE. 19970 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Seasonal rental home CAPACITY: Other - landlord START DATE: 4/30/2021 DUTIES: Seasonal rental home. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Albert J. Fusca & Elizabeth A. Boswell ADDRESS: 1013 Fairway Drive, N.E. Vienna, VA. 22180 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Other- Landlord START DATE: 07/01/2023 DUTIES: Rental Property--one year. HOURS DEVOTED PER MONTH: less than 5 minutes HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-26
S63 Uniform Securities Agent State Law Examination 1991-07-10
  • S65 Uniform Investment Adviser Law Examination
    2000-06-26
  • S63 Uniform Securities Agent State Law Examination
    1991-07-10
Other Names
  • Albert James Fusca
  • Al Fusca

View on SEC IAPD

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