John Michael Mazzara

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 05/1996 → Present
  Re/Max
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2026 → Present
  Legalshield
  Schaumburg , IL

Other Businesses

1. NAME OF OTHER BUSINESS: REMAX INVESTMENT RELATED: NO, ADDRESS: 7700 FRANCE AVE SOUTH, EDINA, MNJ, 55435 AND 604 BIELENBERG DR, STE 100,. WOODBURY, MN, 55125, NATURE OF BUSINESS: REAL ESTATE, START DATE: 1996, POSITION/TITLE/RELATIONSHIP: BROKER ASSOCIATE , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SELL REAL ESTATE; 2. DBA: FINANCIAL PLANNING ASSOCIATES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL AND INSURANCE SERVICES, START 1993, 10-15 HOURS PER WEEK - DURING TRADING HOURS, OWNER/PRESIDENT - FINANCIAL ADVISOR. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2019; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, MEDICARE ADVANTAGE AND MEDICARE SUPPLEMENTS; 4. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: AUTHOR OF A BOOK ; START DATE: 01/2007 ; POSITION/TITLE/RELATIONSHIP: AUTHOR ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: AUTHOR OF A BOOK ; 5. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 01/1990 POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: OWN, MANAGE, AND DEVELOP RENTAL OR SPEC REAL ESTATE ; 6. NAME OF OTHER BUSINESS: JOHN MAZZARA AND ASSOCIATES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DBA; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA; 7. NAME OF OTHER BUSINESS: JOHN MAZZARA AND ASSOCIATES LLC DBA SENIORHOUSINGGUIDE.US and SENIORHOUSINGGUIDE.com; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: WEBSITE/MAGAZINE PUBLICATION; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MAINTAIN AND UPDATE WEBSITE AND PUBLICATION, SELL ADVERTISING TO VENDORS; 8. NAME OF OTHER BUSINESS: LEGALSHIELD INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PREPAID LEGAL PLANS START DATE: 8/2026 POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OFFER LEGALSHIELD PREPAID LEGAL PLANS TO INDIVIDUALS AND BUSINESSES

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-09
• S63 Uniform Securities Agent State Law Examination
  1991-04-11

Designations