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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-13
TX RA APPROVED_RES 2013-04-03
MI RA APPROVED 2010-01-19
  • FL RA
    APPROVED
    Since 2024-12-13
  • TX RA
    APPROVED_RES
    Since 2013-04-03
  • MI RA
    APPROVED
    Since 2010-01-19

Branch Locations

2723 S State St Ste 320, Ann Arbor, MI 48104 • United States

Montague, MI • United States

Fort Myers, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ann Arbor MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ann Arbor MI 11/2016 Present
Other Businesses

DANMAR, LLC; NON INV RELATED; MONTAGUE, MI; OWNER WITH SPOUSE; MARINA PROPERTY; START: 2006; .5 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-17
S63 Uniform Securities Agent State Law Examination 1991-05-24
  • S65 Uniform Investment Adviser Law Examination
    1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1991-05-24

View on SEC IAPD

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