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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-18 |
| FL | RA | APPROVED | 2010-04-07 |
Branch Locations
2240 Belleair Rd Suite 180B, Clearwater, FL 33764 • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 03/2010 | Present |
No. 1) Name of Business: Rental Property. Non-Investment related. Address: 1100 Live Oak Ct. Clearwater, FL 33756. Nature of Business: Residential Rental Property. Position/Title/Relationship: Owner. Start Date: 12/2015. Hours per month: Less than 1. Hours per month during Securities trading hours: Less than 1. Duties/Responsibilities: Renting out a previously owned property. No. 2) Name of Business: Financial World Investments Inc. Non-Investment related. Address: 300 S. Duncan Ave. Suite 287. Clearwater, FL 33755. Nature of Business: Subchapter S Corporation. Position/Title/Relationship: Officer. Start Date: 01/01/2001. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Corporation formed solely to process office and personal income from Calton. No. 3) Name of Business: TJ Clearwater Corporation. Non-Investment related. Address: 300 Leeward Is, Clearwater Fl 33767 United States. Nature of Business: File & Pay corp account, Monthly Florida Sales Tax. Position/Title/Relationship: Officer. Start Date: 01/01/1988. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Officer of a commercial rental property on Clearwater Beach.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-05 |
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