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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-07-17
CA RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • NV RA
    APPROVED
    Since 2025-07-17
  • CA RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

Carson City, NV • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Granite Bay CA 09/2005 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
Previous Registrations
Other Businesses

Business Ownership; SCB Business Solutions LLC; Consultant; Legal Entity created to facilitate business planning for small business owners and manage professional alliance relationships. As consultants we provide expertise to promote the alignment of ideas and concepts to the needs of business owners. In addition, we manage professional alliance relationships through contractual efforts of Employshare.; 3741 Douglas Blvd Ste 290, , Roseville, CA, 95661; Not Investment-Related; 10/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / SCB Ventures, LLC; member; Manages and provides employees for the operation of Westlake, Grahl, and Glover financial planning practice.; 3741 Douglas Blvd Ste 290, , Roseville, CA, 95661; Not Investment-Related; 05/17/2019; 10 to 19 hours per month; 0 during trading hours. Outside Employment; SCB Ventures, LLC; member, manager - Management; ; 3741 Douglas Blvd Ste 290, , Roseville, CA, 95661; Not Investment-Related; 01/01/2011; 60 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-01
  • S63 Uniform Securities Agent State Law Examination
    1991-04-01
Designations
Other Names
  • Brett Andrew Glover

View on SEC IAPD

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