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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-07-17 |
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
Carson City, NV • United States
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Granite Bay | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | 07/2025 |
| Northrock Partners, Llc | Roseville | CA | 07/2025 | Present |
Business Ownership; SCB Business Solutions LLC; Consultant; Legal Entity created to facilitate business planning for small business owners and manage professional alliance relationships. As consultants we provide expertise to promote the alignment of ideas and concepts to the needs of business owners. In addition, we manage professional alliance relationships through contractual efforts of Employshare.; 3741 Douglas Blvd Ste 290, , Roseville, CA, 95661; Not Investment-Related; 10/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / SCB Ventures, LLC; member; Manages and provides employees for the operation of Westlake, Grahl, and Glover financial planning practice.; 3741 Douglas Blvd Ste 290, , Roseville, CA, 95661; Not Investment-Related; 05/17/2019; 10 to 19 hours per month; 0 during trading hours. Outside Employment; SCB Ventures, LLC; member, manager - Management; ; 3741 Douglas Blvd Ste 290, , Roseville, CA, 95661; Not Investment-Related; 01/01/2011; 60 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-01 |
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