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500 Corporate Landing Suite 201, Charleston, WV 25311 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-04-30 |
Branch Locations
500 Corporate Landing Suite 201, Charleston, WV 25311 • United States
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WV | RA | APPROVED | 2022-01-07 |
Branch Locations
500 Corporate Landing Suite 201, Charleston, WV 25311 • United States
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charleston | WV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | WV | 11/2016 | 07/2021 |
| Axxcess Wealth Management, Llc | Charleston | WV | 07/2021 | Present |
| Vandalia Wealth Management Incorporated | Charleston | WV | 04/2026 | Present |
1. The City of Charleston, WV; Not Investment Related; Charleston, WV; City; Commissioner, Municipal Beautification Commission; Start Date 11/2021; 1 Hour Per Month/ 1 Hour During Trading. 2. Kanawha Garden Club; Not Investment Related; Charleston, WV; Board Member; Start Date 07/2022: 2 Hours Per Month/ 0 During Trading. 3. The Nature Conservancy in West Virginia; Not investment-related; 435 Wilson St, Elkins, WV 26241; Nature conservancy; Trustee; Serve as trustee on behalf of nature conservancy; Less than 5% of time per month. 4. On a temporary and transitional basis, Lois Crichton will be dually registered as an investment advisor representative with Vandalia Wealth Management Incorporated ("Vandalia Wealth") and Axxcess Wealth Management, LLC ("Axxcess Wealth"). This dual affiliation is strictly for transitional purposes only. Following the transition of clients from Axxcess Wealth to Vandalia Wealth, this dual affiliation will cease.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-27 |
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