Mark David Frederick

Current Employers

Employment History

• 06/2006 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2012 → 11/2020
  First Allied Advisory Services, Inc
  Chesterfield, MO
• 09/1996 → Present
  Mark D Frederick
  Roseville, CA
• 09/2022 → Present
  Cetera Advisors Llc
  Roseville, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-01-17 → 2020-11-12
  First Allied Advisory Services, Inc.
  Roseville, CA
  Roseville, CA

Other Businesses

1. MARK D. FREDERICK; SOLE PROPRIETOR; REGISTERED INVESTMENT ADVISOR, START DATE: 01/01/1996; 0 HOURS PER MONTH. 2. FAMILY TRUST ACCOUNT; BENEFICIARY; FIDUCIARY POSITION(TRUSTEE,POA,EXECUTOR,ECT.) START DATE: 09/01/2014; 40 HOURS PER MONTH. 3. MARK FREDERICK; AGENT; INSURANCE(FIXED/LIFE/HEALTH/P&C.); START DATE: 02/09/2009; 0 HOURS PER MONTH. 4. NAME OF OTHER BUSINESS: FORTIFIED FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: MARK D FREDERICK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SUBLEASE; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: RENTER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECEIVE RENTAL INCOME;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-30
• S63 Uniform Securities Agent State Law Examination
  1991-07-12