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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
Longbeach Township, NJ • United States
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Basking Ridge | NJ | 03/1991 | 11/2024 |
| Pruco Securities, Llc. | Basking Ridge | NJ | 03/1991 | 11/2024 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 03/03/2025- Prudential- Property and Casualty- Sale and Service of Property Casualty Insurance- inv. related- at Basking Ridge, NJ- start date 05/13/1991- 120hrs/mnth-120hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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