Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-05-06
GA RA APPROVED 2003-04-07
  • TX RA
    APPROVED_RES
    Since 2010-05-06
  • GA RA
    APPROVED
    Since 2003-04-07

Branch Locations

75 14Th St Ne Ste 2130, Atlanta, GA 30309-7727 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Business Ownership; Juniper Sixth LLC (owns 825 Juniper St property); Co-owner; commercial real estate (owns and manages Ameriprise branch office); 825 Juniper St, , Atlanta, GA, 30308; Not Investment-Related; 01/03/2001; 0 hours per month; 0 during trading hours / Corbieres LLC; Co-owner; Manage Ameriprise Business; 75 14th St NE, Suite 2130, , Atlanta, GA, 30309; Investment-Related; 06/01/2022; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; United Way of Greater Atlanta; Board member; 40 Courtland St NE #300, , Atlanta, GA, 30303; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Joining Member, Golden Arm LLC (movie); Invest in independent film "Golden Arm"; Golden Arm LLC2611 Locksley PlLos Angeles CA 90039, ,; Not Investment-Related; 09/15/2018; 0 hours per month; 0 during trading hours / Steel Horse LLC; unsecured loan; 541 Edgewood Ave SE, , Atlanta, GA, 30312; Investment-Related; 07/29/2020; 0 hours per month; 0 during trading hours / Personal loan - Joseph Watkins; 4/17/24 Initial unsecured loan of $100,000 to friend Joseph Watkins to help him launch his auto dealership. Watkins anticipates that the loan will be paid off within one to three years. 3/25/26 Further short-term loans may be made if needed.; 2051 Peachtree Rd NE #1200, , Atlanta, GA, 30309; Not Investment-Related; 04/17/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-25
S63 Uniform Securities Agent State Law Examination 1991-04-15
  • S65 Uniform Investment Adviser Law Examination
    1994-02-25
  • S63 Uniform Securities Agent State Law Examination
    1991-04-15
Designations
Other Names
  • Margaret Graff

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor