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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-05-06 |
| GA | RA | APPROVED | 2003-04-07 |
Branch Locations
75 14Th St Ne Ste 2130, Atlanta, GA 30309-7727 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Business Ownership; Juniper Sixth LLC (owns 825 Juniper St property); Co-owner; commercial real estate (owns and manages Ameriprise branch office); 825 Juniper St, , Atlanta, GA, 30308; Not Investment-Related; 01/03/2001; 0 hours per month; 0 during trading hours / Corbieres LLC; Co-owner; Manage Ameriprise Business; 75 14th St NE, Suite 2130, , Atlanta, GA, 30309; Investment-Related; 06/01/2022; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; United Way of Greater Atlanta; Board member; 40 Courtland St NE #300, , Atlanta, GA, 30303; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Joining Member, Golden Arm LLC (movie); Invest in independent film "Golden Arm"; Golden Arm LLC2611 Locksley PlLos Angeles CA 90039, ,; Not Investment-Related; 09/15/2018; 0 hours per month; 0 during trading hours / Steel Horse LLC; unsecured loan; 541 Edgewood Ave SE, , Atlanta, GA, 30312; Investment-Related; 07/29/2020; 0 hours per month; 0 during trading hours / Personal loan - Joseph Watkins; 4/17/24 Initial unsecured loan of $100,000 to friend Joseph Watkins to help him launch his auto dealership. Watkins anticipates that the loan will be paid off within one to three years. 3/25/26 Further short-term loans may be made if needed.; 2051 Peachtree Rd NE #1200, , Atlanta, GA, 30309; Not Investment-Related; 04/17/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-15 |
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