John Patrick Peluso

Wells Fargo Advisors Financial Network, LLC

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-08
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2019-07-16
NJ	RA	APPROVED	2011-06-28

FL RA
APPROVED

Since 2023-06-08
NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2019-07-16
NJ RA
APPROVED

Since 2011-06-28

Branch Locations

68 S Service Rd Ste 100, Melville, NY 11747 • United States

Ave Maria, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Melville	NY	06/2011	Present

06/2011 → Present

Wells Fargo Advisors Financial Network Llc

Melville, NY

Previous Registrations

2009-10-23 → 2011-07-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntington, NY

Melville, NY

Melville, NY

Melville, NY
2004-10-20 → 2009-10-23

Banc Of America Investment Services, Inc.

Huntington, NY

Melville, NY

Huntington, NY
2004-08-02 → 2004-10-20

Quick & Reilly, Inc.

Islandia, NY

Other Businesses

JACK PELUSO LIGHTHOUSE ADVISORS INC.; INV. RELATED; MELVILLE, NY; 100% OWNERSHIP; FINET BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-30
S63	Uniform Securities Agent State Law Examination	1991-06-07

S65 Uniform Investment Adviser Law Examination

2004-07-30
S63 Uniform Securities Agent State Law Examination

1991-06-07

Other Names

Jack Peluso

View on SEC IAPD

More in Melville, NY

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