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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-05-15
  • LA RA
    APPROVED
    Since 2024-05-15

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Mandeville LA 04/2010 12/2019
Nylife Distributors Llc Mandeville LA 04/2010 12/2019
Nylife Securities Llc New Orleans LA 10/2019 12/2019
Self Employed Mandeville LA 12/2019 01/2020
Western Southern Life Metairie LA 01/2020 02/2021
W&S Brokerage Services Cincinnati OH 02/2020 02/2021
Prudential Insurance Company Of America Metairie LA 02/2021 04/2024
Pruco Securities, Llc. Metairie LA 02/2021 04/2024
Cetera Investment Services Llc Saint Cloud MN 04/2024 Present
Cetera Investment Advisers Llc New Orleans LA 04/2024 Present
Hancock Whitney Bank New Orleans LA 04/2024 Present
  • 04/2010 → 12/2019
    New York Life Insurance Company
    Mandeville, LA
  • 04/2010 → 12/2019
    Nylife Distributors Llc
    Mandeville, LA
  • 10/2019 → 12/2019
    Nylife Securities Llc
    New Orleans, LA
  • 12/2019 → 01/2020
    Self Employed
    Mandeville, LA
  • 01/2020 → 02/2021
    Western Southern Life
    Metairie, LA
  • 02/2020 → 02/2021
    W&S Brokerage Services
    Cincinnati, OH
  • 02/2021 → 04/2024
    Prudential Insurance Company Of America
    Metairie, LA
  • 02/2021 → 04/2024
    Metairie, LA
  • 04/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2024 → Present
    New Orleans, LA
  • 04/2024 → Present
    Hancock Whitney Bank
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-19
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S66 Uniform Combined State Law Examination
    2010-11-19
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01
Other Names
  • Gina Ann Mccrimon
  • Gina M Bedo
  • Gina Mccrimon Stoltz

View on SEC IAPD

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