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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Mandeville | LA | 04/2010 | 12/2019 |
| Nylife Distributors Llc | Mandeville | LA | 04/2010 | 12/2019 |
| Nylife Securities Llc | New Orleans | LA | 10/2019 | 12/2019 |
| Self Employed | Mandeville | LA | 12/2019 | 01/2020 |
| Western Southern Life | Metairie | LA | 01/2020 | 02/2021 |
| W&S Brokerage Services | Cincinnati | OH | 02/2020 | 02/2021 |
| Prudential Insurance Company Of America | Metairie | LA | 02/2021 | 04/2024 |
| Pruco Securities, Llc. | Metairie | LA | 02/2021 | 04/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2024 | Present |
| Cetera Investment Advisers Llc | New Orleans | LA | 04/2024 | Present |
| Hancock Whitney Bank | New Orleans | LA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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