James R Clifford

Current Employers

Employment History

• 06/2005 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2013 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Mount Pleasant, SC
• 12/2022 → Present
  Clifford Bootes Asset Management
  Louisville, KY
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-07-10 → 2020-11-12
  First Allied Advisory Services, Inc.
  Charleston, SC
  Charleston, SC
  Mount Pleasant, SC

Other Businesses

1) JAMES R. CLIFFORD; START DATE:2/20/2007. 2) ATLAS METALS; OWNER; "DOING BUSINESS AS" (DBA); START DATE: 9/20/2010 3) NAME OF OTHER BUSINESS: CLIFFORD BOOTES ASSET MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-25
• S63 Uniform Securities Agent State Law Examination
  1992-03-02

Other Names

• James Robert Clifford
• James R Clifford