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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Dallas | TX | 08/2011 | 05/2018 |
| E*Trade Securities Llc | Dallas | TX | 08/2011 | 05/2018 |
| E*Trade Securities Llc | Dallas | TX | 05/2018 | 02/2020 |
| E*Trade Capital Management Llc | Dallas | TX | 05/2018 | 02/2020 |
| E*Trade Securities Llc | Dallas | TX | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Dallas | TX | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 06/2020 | Present |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | Present |
| Morgan Stanley | Houston | TX | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. Name: River's Edge LLC 2. Investment-related: Yes 3. Address: 2705 River Path Ct., Burleson, Texas 76028 4. Nature: Commercial Real Estate - Raw land development 5. Position: Limited Partner 6. Start Date: 1/1/2007 7. Approx. number of hrs/mth devoted to the other business: 0 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-10 |
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