Robert Buckman

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

NJ RA
APPROVED

Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Securities, Llc	New York	NY	06/2012	12/2018
Prudential Insurance Company Of America	Basking Ridge	NJ	01/2019	Present
Pruco Securities, Llc.	Basking Ridge	NJ	01/2019	11/2024
Lpl Enterprise, Llc	Basking Ridge	NJ	11/2024	Present

06/2012 → 12/2018

Wells Fargo Securities, Llc

New York, NY
01/2019 → Present

Prudential Insurance Company Of America

Basking Ridge, NJ
01/2019 → 11/2024

Pruco Securities, Llc.

Basking Ridge, NJ
11/2024 → Present

Lpl Enterprise, Llc

Basking Ridge, NJ

Previous Registrations

2019-03-27 → 2024-11-14

Pruco Securities, Llc.

Basking Ridge, NJ

Other Businesses

1) 03/04/2025-Prudential-Property and Casualty-Inv Related-At Basking Ridge, NJ-Start date 01/02/2023-2hrs/mth-1hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-19
S63	Uniform Securities Agent State Law Examination	1991-11-01

S65 Uniform Investment Adviser Law Examination

2019-03-19
S63 Uniform Securities Agent State Law Examination

1991-11-01

View on SEC IAPD