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Concord, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aspire Financial Advisors, Inc. | Newton | MA | 07/2012 | Present |
Licensed insurance broker selling life, health, and fixed or indexed annuities. The name and the address of this business is the same as my main business. My position is President. It is not related to investments, but these items may be sold to the same clients as my investment advisory business as part of their overall financial planning. It is a minor part of my business, involving 2-5 hours per week. The start date is the same as for my main business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-02 |
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