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William Michael Kincaid

Northern Trust Investments, Incorporated

Chicago, IL

Pittsburgh, PA

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-22
  • PA RA
    APPROVED
    Since 2022-08-22

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 04/2011 Present
Northern Trsut Securities Inc Chicago IL 05/2011 Present
  • 04/2011 → Present
    Northern Trust Bank
    Chicago, IL
  • 05/2011 → Present
    Northern Trsut Securities Inc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-29
S63 Uniform Securities Agent State Law Examination 2006-08-29
  • S65 Uniform Investment Adviser Law Examination
    2022-07-29
  • S63 Uniform Securities Agent State Law Examination
    2006-08-29
Other Names
  • William James Chopey

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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