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8870 Cedar Spring Lane Suite 208, Knoxville, TN 37923 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TN | RA | APPROVED | 2025-01-01 |
Branch Locations
8870 Cedar Springs Lane Suite 208, Knoxville, TN 37923
8870 Cedar Springs Lane Suite 208, Knoxville, TN 37923 • United States
Naples , FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C W Securities, Llc | Knoxville | TN | 02/2002 | Present |
PRESIDENT OF C W SECURITIES, LLC AND INVESTMENT ADVISORY FIRM LOCATED IN KNOXVILLE, TN. APPROXIMATELY 85% OF TIME SPENT WITH THIS COMPANY. THE COMPANY IS INVESTMENT RELATED AND MR. COX IS COMPENSATED BY FEES. Mr. Cox is an Insurance Agent . Mr. Cox has appointments with various insurance companies and requires less then 5% of his time. He is compensated by insurance commissions. Mr. Cox is sole proprietor of Capital Wealth Management, LLC located in Knoxville, TN. This entity is used to pay Mr. Cox expenses and is not securities related. Less than 5% of time is dedicated to this entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-05 |
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