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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • OK RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

1616 S Main St, Tulsa, OK 74119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance St. Paul MN 08/1990 08/2023
Securian Financial Services, Inc. Tulsa OK 02/1991 08/2023
Securian Advisors Of Iowa Tulsa KS 04/2003 Present
Bowen Financial Group, Llc Tulsa OK 08/2005 Present
Cetera Wealth Services, Llc Tulsa OK 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/1990 → 08/2023
    Minnesota Life Insurance
    St. Paul, MN
  • 02/1991 → 08/2023
    Securian Financial Services, Inc.
    Tulsa, OK
  • 04/2003 → Present
    Securian Advisors Of Iowa
    Tulsa, KS
  • 08/2005 → Present
    Bowen Financial Group, Llc
    Tulsa, OK
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Tulsa, OK
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2001-12-06 → 2023-08-10
    Securian Financial Services, Inc.
    Tulsa, OK
    Tulsa, OK
    Cedar Rapids, IA
    St. Paul, MN
Other Businesses

1) BOWEN FINANCIAL GROUP LLC POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2004 ADDRESS: , Tulsa OK , United States DESCRIPTION: Owner 2) CATALYST BENEFITS GROUP LLC POSITION: Independent Contractor NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2004 ADDRESS: , Tulsa OK , United States DESCRIPTION: Independent Contractor 3) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 4) BH CANTON, LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/14/2020 ADDRESS: 2225 e 34 st, tulsa OK 74105, United States DESCRIPTION: It is a real estate holding company that will rent to commercial office tenants. 5) NAME OF OTHER BUSINESS: TIN CUP PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: 562 TELEMART CT WINTER PARK, CO 80482; NATURE OF BUSINESS: REAL ESTATE; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE INVESTMENT; 6) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 4/2024; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8. NAME OF OTHER BUSINESS: SCOUT BENEFITS GROUP; INVESTMENT RELATED: NO; ADDRESS: 103 DEAN A. MCGEE AVE, SUITE 500, OKLAHOMA CITY, OK 73102; NATURE OF BUSINESS: EMPLOYEE BENEFITS; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: EMPLOYEE BENEFITS CONSULTING PRIMARILY HEALTH INSURANCE(ALONG WITH DENTAL, GROUP LIFE, ETC); 9. NAME OF OTHER BUSINESS: BIG BROTHERS AND SISTERS; INVESTMENT RELATED: NO; ADDRESS: 1306 S DENVER, TULSA, OK, 74119; NATURE OF BUSINESS: BOARD; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: CONSULT AND LIMITED OVERSIGHT OF THE BIG BROTHERS ORGANIZATION; 10. NAME OF OTHER BUSINESS: JBO624; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 12/2018; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 0.05; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SIGN DOCUMENTS WHEN NEEDED;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-26
  • S63 Uniform Securities Agent State Law Examination
    1991-04-26
Designations

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