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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-06 |
| MN | RA | APPROVED | 2026-08-06 |
Branch Locations
1300 Godward St Ne Suite 5500, Minneapolis, MN 55413 • United States
15 Oak Street Suite 2D, Frankfort, IL 60423 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-06 |
| WI | RA | APPROVED | 2024-05-31 |
| IN | RA | APPROVED | 2024-05-30 |
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED | 2005-03-28 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network | Roseville | MN | 08/1994 | Present |
| Osaic | Roseville | MN | 09/1995 | Present |
| Focus Financial Network, Inc. | Roseville | MN | 08/1995 | Present |
1) FOCUS FINANCIAL NETWORK, INC., AN INDEPENDENT RIA D/B/A FOCUS FINANCIAL NETWORK, INVESTMENT RELATED,1300 GODWARD ST. NE, SUITE 5500, MINNEAPOLIS, MN 55413 , PRESIDENT, 1997, 40 HOURS/WEEK, 5 HOURS/DAY DURING SECURITIES TRADING HOURS, SUPERVISE ADVISORY BUSINESS 2) FOCUS FINANCIAL NETWORK, INC.,INVESTMENT RELATED,1300 GODWARD ST. NE, SUITE 5500, MINNEAPOLIS, MN 55413 ,OWNER & STATUTORY AGENT, START DATE:NOVEMBER, 1993, 5 HR/MO, 0 HR/TD,SIGN OFF AS THE OFFICER FOR FOCUS FINANCIAL'S INSURANCE CONTRACTS/APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-01 |
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