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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-17 |
| TX | RA | APPROVED | 2022-05-16 |
Branch Locations
201 Mission Street Suite 1900, San Francisco, CA 94105 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hub International Investment Services | Mountain View | CA | 01/2012 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 08/2014 | Present |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 08/2014 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 05/2022 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2)hobby farm owner, 100 longhorn ridge, napa, ca, 1/2004, not investment related, 5 hr/mo, 0 time during trading hours 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 0/WK - 0/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) HUB INTERNATIONAL INVESTMENT SERVICES, 580 CALIFORNIA STREET, SUITE 1300, SAN FRANCISCO, CA NIR, 0/WK- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-08 |
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