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Michele Suzette Arbogast

Rbc Capital Markets, LLC

Atlanta, GA

Roswell, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2018-10-22
TX RA APPROVED 2017-05-11
GA RA APPROVED 2017-04-28
  • VI RA
    APPROVED
    Since 2018-10-22
  • TX RA
    APPROVED
    Since 2017-05-11
  • GA RA
    APPROVED
    Since 2017-04-28

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 04/2017
Rbc Capital Markets, Llc Atlanta GA 04/2017 Present
Previous Registrations
  • 2015-12-04 → 2017-04-27
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
    Atlanta, GA
  • 2013-07-10 → 2015-12-04
    Barclays Capital Inc.
    Atlanta, GA
  • 2011-07-01 → 2013-05-29
    Usaa Financial Planning Services
    Atlanta, GA
  • 2007-05-29 → 2011-05-10
    Citigroup Global Markets Inc.
    Roswell, GA
    Atlanta, GA
    New York, NY
    New York, NY
  • 2007-05-21 → 2007-05-29
    Citicorp Investment Services
    Atlanta, GA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-18
S63 Uniform Securities Agent State Law Examination 2002-06-10
  • S66 Uniform Combined State Law Examination
    2007-05-18
  • S63 Uniform Securities Agent State Law Examination
    2002-06-10
Other Names
  • Michele Carter

View on SEC IAPD

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