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Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-13
MA RA APPROVED 2012-11-02
CT RA APPROVED 2012-10-10
  • FL RA
    APPROVED
    Since 2017-07-13
  • MA RA
    APPROVED
    Since 2012-11-02
  • CT RA
    APPROVED
    Since 2012-10-10

Branch Locations

Amston, CT • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Amston CT 08/2012 Present
Oneamerica Securities Amston CT 10/2012 Present
  • 08/2012 → Present
    American United Life
    Amston, CT
  • 10/2012 → Present
    Oneamerica Securities
    Amston, CT
Previous Registrations
  • 2005-07-22 → 2012-08-10
    New England Securities
    West Hartford, CT
    West Hartford, CT
    Bloomfield, CT
  • 2003-02-11 → 2005-04-29
    National Planning Corporation
    Glastonbury, CT
  • 1999-03-01 → 2003-02-11
    Glastonbury, CT
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health, P&C)**Owner/Director: Project Feeds - renewable energy consultant**Independent Contractor: State of Connecticut Bail Enforcement Agent**Self-employed: Author; non-investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-27
S63 Uniform Securities Agent State Law Examination 1995-10-09
  • S65 Uniform Investment Adviser Law Examination
    1999-01-27
  • S63 Uniform Securities Agent State Law Examination
    1995-10-09

View on SEC IAPD

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