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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-03 |
| CT | RA | APPROVED | 2005-09-27 |
Branch Locations
Southington, CT • United States
One State Street Suite 1600, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hartford | CT | 07/2005 | Present |
1) CEO Foundation of CT / 1000 Lafayette Blvd Suite 1100 Bridgeport,CT 06604 / Foundation/ Education / Providing Scholarships / Member of Board of Directors / / Assist the board and current Chairperson with furthing the charitable intent of the organization. Participating in investment comittee review meetings with the outside investment consultant. / Authority to make investment decisions?: yes/ Start Date 12/1/2020/ 2)University of Connecticut Alumni Committee / 2384 Alumni Drive Storrs,CT 06269 / Foundation/ Charities, Cultural, Educational & Political Organisations / Alumni Engagement / Member of a committee representing the interests of any third party/parties with a relationship with the organization (i.e. Creditor's Committee) / / Alumni engagement and outreach / Start Date 3/31/16 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-26 |
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