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Brant Edward Garber

LPl Financial LLC

Tampa, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-15
  • FL RA
    APPROVED
    Since 2018-02-15

Branch Locations

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 02/2009 02/2018
Lpl Financial Llc Tampa FL 02/2018 Present
  • 02/2009 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Tampa, FL
Previous Registrations
  • 2009-03-05 → 2018-02-15
    Invest Financial Corporation
    Tampa, FL
    Appleton, WI
  • 2008-07-07 → 2008-12-31
    Transamerica Financial Advisors, Llc
    Tampa, FL
    Tampa, FL
    Clearwater, FL
  • 1994-07-18 → 2004-03-15
    A. G. Edwards & Sons, Inc.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-25
S63 Uniform Securities Agent State Law Examination 1991-03-21
  • S65 Uniform Investment Adviser Law Examination
    2008-06-25
  • S63 Uniform Securities Agent State Law Examination
    1991-03-21

View on SEC IAPD

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