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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-10-09 |
| TX | RA | APPROVED_RES | 2023-10-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Scottsdale | AZ | 05/2016 | 10/2019 |
| Fsc Securities Corporation | Scottsdale | AZ | 10/2019 | 10/2023 |
| Lpl Financial Llc | Holmen | WI | 10/2023 | Present |
1)09/15/2023 - BRAD MILLS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2019 - 1 Hr/Mth 2)09/15/2023 - HILLTOPPERS INVESTMENTS LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 10/2019 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-13 |
| S65 | Uniform Investment Adviser Law Examination | 1995-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-22 |
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