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Steven Frederick Schaefer

Oppenheimer & Co. Inc.

Pittsburgh, PA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-20
  • PA RA
    APPROVED
    Since 2024-08-20

Branch Locations

Cardello Building 1501 Reedsdale Street, Suite 105, Pittsburgh, PA 15233 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 10/2013 08/2024
Oppenheimer & Co. Inc. Pittsburg PA 08/2024 Present
Previous Registrations
  • 2007-12-06 → 2024-08-23
    Pnc Wealth Management Llc
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Allison Park, PA
    Pittsburgh, PA
    Seven Fields, PA
    Monroeville, PA
    Pittsburgh, PA
    Pittsburgh, PA
  • 2004-04-08 → 2007-06-12
    Natcity Investments, Inc.
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1991-04-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1991-04-25

View on SEC IAPD

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