Best Investors Account Sign in
Inactive

Henry Spencer Smith

Spencer Smith Asset Management, Inc.

Fort Lauderdale, FL

Claim This Profile
Current Employers
Spencer Smith Asset Management, Inc.

Fort Lauderdale, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-26
  • FL RA
    APPROVED
    Since 2021-02-26

Branch Locations

Fort Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Spencer Smith Asset Management, Inc. Big Pine Key FL 01/2006 01/2019
Greensview Wealth Management Llc Chicago IL 11/2018 Present
Spencer Smith Asset Management, Inc. Fort Lauderdale FL 01/2021 Present
Spencer Smith Asset Management, Inc. Fort Lauderdale FL 02/2019 12/2020
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-19
S63 Uniform Securities Agent State Law Examination 1996-02-08
  • S65 Uniform Investment Adviser Law Examination
    2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    1996-02-08
Other Names
  • Henry S. Smith
  • Spencer Smith
  • H.G. Spencer Smith
  • Spencer Henry Smith

View on SEC IAPD

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor